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CHAU Ching Ha

周靜霞
CE APF193Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAU Ching Ha (CE number APF193) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNorthern Trust Company of Hong Kong Limited, The

Licence Record (4)

2024-10-31 – present Current
Northern Trust Company of Hong Kong Limited, The RO
RA 9
2020-11-19 – 2024-10-31
Northern Trust Company of Hong Kong Limited, The Rep
RA 9
2010-08-12 – 2014-12-31
BlackRock (Hong Kong) Limited Rep
RA 1
2007-07-31 – 2019-05-31
BlackRock Asset Management North Asia Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APF193