Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

GARCIA Cristobal Antonio

CE ANM682Licensed IndividualSFO licence active
Official SFC record

GARCIA Cristobal Antonio (CE number ANM682) is an individual licensed by the Hong Kong SFC. First licensed on 2006-06-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMizuho Securities Asia Limited
瑞穗證券亞洲有限公司

Licence Record (6)

2023-05-17 – present Current
Mizuho Securities Asia Limited Rep
RA 1 RA 4
2011-10-24 – 2021-06-30
Sanford C. Bernstein (Hong Kong) Limited Rep
RA 1 RA 4
2010-09-21 – 2011-10-24
AllianceBernstein Hong Kong Limited Rep
RA 1 RA 4
2010-06-17 – 2010-07-12
MainFirst Securities Hong Kong Limited Rep
RA 1 RA 4
2006-06-09 – 2008-01-24
Credit Suisse (Hong Kong) Limited Rep
RA 1
2006-06-09 – 2008-01-24
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANM682