AllianceBernstein Hong Kong Limited is a Hong Kong SFC licensed corporation (CE number ADX555). First licensed on 2004-11-16. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-11-16 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2006-10-05 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-11-16 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2004-11-16 |
| RA 9 | Asset Management | 提供資產管理 | 2004-11-16 |
| CE No. | Name | Chinese |
|---|---|---|
| AFF074 | WONG David Nicholas | |
| AGF156 | CHOW Kin Hung | 鄒建雄 |
| ALB059 | KAO Cheng-hui | 高正輝 |
| ANH007 | LIN Mei-Fang | 林玫芳 |
| AWJ166 | ZHENG Lily | 鄭莉莉 |
| AYT805 | TAGLIONE Thierry Vincent | |
| BBM579 | LIU Eric Kar Hang | 廖嘉恒 |
| BEC495 | HULLAH James Edward |
| CE No. | Name | Chinese |
|---|---|---|
| AEH756 | WONG Tsan Man, Chapman | 黃燦文 |
| AFF074 | WONG David Nicholas | |
| AFZ530 | TIN Kin Yip, Keynes | 田建業 |
| AIG183 | CHUNG Sze Kie, Daisy | 鍾詩琪 |
| ALB059 | KAO Cheng-hui | 高正輝 |
| AOU898 | ODEN John Evans | |
| APR773 | PARK Yoonbum | 朴允凡 |
| ARK450 | WONG Wing Lam | 黃詠琳 |
| AWJ166 | ZHENG Lily | 鄭莉莉 |
| AXO296 | PANG Jason Richard | 彭建鋒 |
| AXQ586 | CHENG Hua | 程華 |
| AYB949 | LO Shiu Wing, Brian | 盧兆榮 |
| AYT805 | TAGLIONE Thierry Vincent | |
| BDJ573 | YAN Wai Ling | 殷惠玲 |
| BDN280 | WONG Siu Yin | 黃小燕 |
| BFL337 | LI Hoi Yee Connie | 李凱儀 |
| BGH932 | NGAI Sze Man | 倪詩敏 |
| BGK418 | VIJAYVERGIA Diwakar | |
| BOU785 | WANG Shibo | 王師博 |
| BPQ346 | WONG Ka Yi | 黃嘉宜 |
| BPR485 | MA Victor Yanqi | |
| BPY129 | SONG Yunpeng | 宋云鵬 |
| BQB404 | LAM Hiu Man Vivian | 林曉敏 |
| BQK284 | TING Wai | 丁煒 |
| BRM417 | KWONG Trevor Siu Kai | 鄺紹佳 |
| BSM541 | TSUI Lok Tung Zita | 徐樂彤 |
| BUA118 | LEE Chak Wong | 李澤煌 |
| BUC370 | ZHANG Jiao | 張皎 |
| BUV242 | SINGH Arvind | |
| BVJ713 | CHOW Yan Yee Jenny | 鄒欣儀 |
| BWT144 | CHEN Youwei | 陈有为 |
| BWT254 | LI Shuk Kwan | 李淑君 |
| BYA180 | CHEN Li-Li | 陳莉莉 |
| BYI464 | BLEEG Jane Alexis Wagner |