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WONG Ka Yi

黃嘉宜
CE BPQ346Licensed IndividualSFO licence active
Official SFC record

WONG Ka Yi (CE number BPQ346) is an individual licensed by the Hong Kong SFC. First licensed on 2020-05-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAllianceBernstein Hong Kong Limited
聯博香港有限公司

Licence Record (2)

2022-07-05 – present Current
AllianceBernstein Hong Kong Limited Rep
RA 1 RA 2 RA 4 RA 5
2020-05-14 – 2022-06-17
Manulife Investment Management (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPQ346