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VIJAYVERGIA Diwakar

CE BGK418Licensed IndividualSFO licence active
Official SFC record

VIJAYVERGIA Diwakar (CE number BGK418) is an individual licensed by the Hong Kong SFC. First licensed on 2015-10-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAllianceBernstein Hong Kong Limited
聯博香港有限公司

Licence Record (2)

2018-11-21 – present Current
AllianceBernstein Hong Kong Limited Rep
RA 1 RA 2 RA 4 RA 5
2015-10-23 – 2018-09-06
Jefferies Hong Kong Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGK418