Jefferies Hong Kong Limited is a Hong Kong SFC licensed corporation (CE number ATS546). First licensed on 2010-01-04. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2010-01-04 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2010-01-04 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2010-01-04 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ADI662 | YANG Angus Sheau Yu | 楊曉瑜 |
| AFG847 | LASKOWSKI Christopher Anthony | |
| AGL783 | LEVINE Robert Peter | |
| ALY370 | PERAMUNETILLEKE Desamanya C. | |
| AOT974 | QIU Xiaowen | 邱曉文 |
| APQ268 | WU Qiong | 吴琼 |
| ARJ081 | WILSON Murray John | |
| ASY640 | HUTCHINS Jeff Daniel | |
| AWZ055 | GRIFFITHS Oliver Charles | |
| AXM402 | LEI Bing | 雷冰 |
| AXV634 | CHUNG Wing Ho | 鍾永豪 |
| BAC402 | MCCULLOCH Cale O'Yeah | 麥凱 |
| BDP927 | WU Jun | |
| BFY637 | TAN Jack H | 譚和平 |
| BGL787 | MCKINNON David | |
| BKR264 | ZHOU Tianhao | 周天皞 |
| BUO768 | SHAH Bhavish |
| CE No. | Name | Chinese |
|---|---|---|
| ABS842 | BRADLEY Edmund Hugh | |
| ACU891 | LAI Wai Tsz | 黎慧慈 |
| ACX120 | LING Kin Shun, Anne | 林建純 |
| ADA541 | CHELLARAM Satish Parshotam | |
| ADI291 | LEE Yu Sang Edison | 李裕生 |
| ADJ799 | YAU Sheung Kam | 邱湘琴 |
| ADU465 | WOOD Christopher James Russell | |
| ADZ897 | CHOK Ngai Wai, Ivy | 卓艾維 |
| AEH820 | EMERSON Kathleen Ann | |
| AEZ130 | LAM Ka Cheong, Jason | 林家昌 |
| AEZ690 | MAN Wai Lok | 文偉樂 |
| AFE658 | LAI Cheuk Yin | 黎卓賢 |
| AFQ511 | POON Ho Yan, Ada | 潘可欣 |
| AFU648 | KWAN Yu Ting, Dennis | 關宇亭 |
| AGN974 | BADRE ALAM Ali Abbas | |
| AGO674 | PONG Mew Hing, Jasmine | |
| AKY575 | DOSHI Mihir Vinod | |
| AME504 | YUEN Ho Man | 袁浩文 |
| AMF520 | CHAN Cheuk Lun | 陳卓倫 |
| AMX868 | MI Priscilla Seung Wai | 弭尚慧 |
| ANG579 | YOUNG James Kenneth Freeman Scott | |
| ANU570 | KITAZAWA Tomohiro | |
| ANU648 | DUNHAM Christopher Mark | |
| ANW366 | ZHAO Min | 趙敏 |
| ANZ660 | KEDIA Mahesh Kumar | |
| AOH836 | WANG Jiaqi | 王家琦 |
| AOL208 | TAN Kaijie | 陳凱杰 |
| AOM736 | CAI Feng | 蔡峰 |
| AOQ964 | BASU Bhaskar Narayan | |
| AOR789 | CHONG Yiu Hung, Thomas | 莊耀鴻 |
| AOV704 | O'MARA Conor John | |
| APF163 | GOYAL Atul | |
| APK395 | REEVE Alexander | |
| APQ060 | CHU Gavin Shun-Chiu | 朱迅超 |
| APR576 | CHU Ellis Bih-Hsin | 朱璧辛 |
| AQD029 | DAVIDGE-PITTS Margaret Ju-Han | 高若涵 |
| AQM059 | NELSON Joel James | |
| AQM709 | SHAH Kshitij | |
| AQS567 | DEGNEY Lauren Kimberly | |
| ARQ374 | NANDURKAR Mahesh Yashwant | |
| ARQ376 | AGARWAL Aashish Ashok | |
| ARQ492 | JOSEPH Mani Parekattu | |
| ARU732 | FOSTER Derek Patrick Jack | |
| ATV214 | BILLER David Paul Campbell | |
| AUW602 | TSANG Simon Sai Cheong | 曾世昌 |
| AVJ725 | TO Chak Yan, William | 陶澤恩 |
| AVL230 | NG Wenxiong Wilson | |
| AVL364 | CHEUNG Hiu Tan | 張曉丹 |
| AVS185 | AGARWAL Akshat | |
| AVU988 | MAHESHWARI Vivek | |
| AWL660 | KALE Shrikant Baburao | |
| AWT701 | STANTON David Andrew | |
| AWT838 | GORDON Glen | |
| AWX518 | HITCHENS Paul Brian Pym | |
| AWZ978 | BARKER Stephen | |
| AXD690 | TANG Misi | 唐密似 |
| AXF810 | MASUMIZU Hitoshi | |
| AXM402 | LEI Bing | 雷冰 |
| AXO947 | TAM Jeffrey Lap Hang | 談立亨 |
| AXV634 | CHUNG Wing Ho | 鍾永豪 |
| AXV642 | VICTORINO ROMANEIRO Eduardo Alexandre | |
| AYM833 | QUADROS Lavina Saira | |
| AYS877 | FROMMER Maya Elizabeth | |
| AYW019 | OIWA Ken | |
| AYW230 | LI Chun Yu, Philip | 李振宇 |
| AYY900 | PHAM Thanh Ha | |
| AZC825 | WU Kit Ling | 胡潔玲 |
| AZK752 | HOUCHOIS Philippe Jean | |
| AZM011 | MELLY Michael | |
| AZQ373 | ERPICI Luca | |
| AZS125 | YAMAMOTO Haruka | |
| BAB703 | DIKSHIT Siddharth | |
| BAC177 | YEH Hao-Ting | 葉皓婷 |
| BAZ728 | SWAIN Thomas Patrick | |
| BBC936 | TSAI Chia-hung | 蔡家宏 |
| BBD963 | RAH Sangdae | |
| BBH963 | PAREKH Alok | |
| BBP855 | GAO Jiabei | 高加貝 |
| BBQ740 | SAKAMOTO Gosuke | |
| BCQ983 | ZOU Min | 鄒敏 |
| BDJ024 | SATO Hiroko | |
| BDQ224 | AAGAARD Lars Erik | |
| BDV624 | WANG Zi Zhu | |
| BDW408 | LAU Siu Lun | 劉肇麟 |
| BDY438 | LI Zhengwei | 李正煒 |
| BEC401 | KIM Dong Chan | |
| BED812 | WANG Chengzhuo | 王成卓 |
| BEJ195 | LAU Cheung Kei | 劉掌畿 |
| BEV147 | MORRISON Ben Edward | |
| BEW121 | THILL Brent John | |
| BEZ630 | LI Mengna | 李蒙娜 |
| BFA603 | KITO Keijiro | |
| BFB113 | MOULDER Anthony Bruce | |
| BFD800 | CUI Cui | 崔翠 |
| BFI969 | SUNDARAM Roshan Ramesh | |
| BFJ084 | PARK Hongseok | |
| BFR108 | NEO Anthony Aik Chye | |
| BFU216 | VANE-TEMPEST James Alexander Stewart | |
| BFY637 | TAN Jack H | 譚和平 |
| BGB965 | HAO Chen | 郝辰 |