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LING Kin Shun, Anne

林建純
CE ACX120Licensed IndividualSFO licence active
Official SFC record

LING Kin Shun, Anne (CE number ACX120) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJefferies Hong Kong Limited
富瑞金融集團香港有限公司

Licence Record (3)

2019-10-02 – present Current
Jefferies Hong Kong Limited Rep
RA 4
2004-11-30 – 2007-11-07
Deutsche Securities Asia Limited Rep
RA 4
2003-04-01 – 2004-04-23
HSBC Securities (Asia) Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACX120