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NG Ying Yuk, Loretta

吳瀅玉
CE AMT915Licensed IndividualSFO licence active
Official SFC record

NG Ying Yuk, Loretta (CE number AMT915) is an individual licensed by the Hong Kong SFC. First licensed on 2005-12-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJefferies Hong Kong Limited
富瑞金融集團香港有限公司

Licence Record (8)

2026-08-04 – present Current
Jefferies Hong Kong Limited Rep
RA 1 RA 4
2009-07-06 – 2026-04-24
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2009-07-06 – 2026-04-24
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2009-07-06 – 2010-08-24
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2
2007-11-01 – 2009-06-03
Morgan Stanley Hong Kong Futures Limited Rep
RA 2 RA 7
2007-10-15 – 2009-06-03
Morgan Stanley Asia Limited Rep
RA 1 RA 7
2007-10-15 – 2009-06-03
Morgan Stanley Hong Kong Securities Limited Rep
RA 1
2005-12-12 – 2007-09-06
Nomura International (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMT915