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WOOD Christopher James Russell

CE ADU465Licensed IndividualSFO licence active
Official SFC record

WOOD Christopher James Russell (CE number ADU465) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJefferies Hong Kong Limited
富瑞金融集團香港有限公司

Licence Record (3)

2019-05-27 – present Current
Jefferies Hong Kong Limited Rep
RA 4
2012-12-10 – 2019-05-21
CLSA Limited Rep
RA 4
2003-04-01 – 2012-12-10
CLSA Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADU465