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POON Ho Yan, Ada

潘可欣
CE AFQ511Licensed IndividualSFO licence active
Official SFC record

POON Ho Yan, Ada (CE number AFQ511) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJefferies Hong Kong Limited
富瑞金融集團香港有限公司

Licence Record (3)

2011-04-29 – present Current
Jefferies Hong Kong Limited Rep
RA 1 RA 4
2006-08-21 – 2011-02-21
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 4
2003-04-01 – 2006-07-14
UBS Securities Asia Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFQ511