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CHUNG Wing Ho

鍾永豪
CE AXV634Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHUNG Wing Ho (CE number AXV634) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerJefferies Hong Kong Limited
富瑞金融集團香港有限公司
RepresentativeJefferies Hong Kong Limited
富瑞金融集團香港有限公司

Licence Record (5)

2018-07-27 – present Current
Jefferies Hong Kong Limited RO
RA 6
2017-08-07 – present Current
Jefferies Hong Kong Limited Rep
RA 1 RA 4 RA 6
2015-01-21 – 2017-07-21
BNP Paribas Securities (Asia) Limited Rep
RA 6
2012-10-09 – 2014-12-24
China Merchants Securities (HK) Co., Limited Rep
RA 6
2011-08-15 – 2012-06-30
BOCI Asia Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXV634