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KALE Shrikant Baburao

CE AWL660Licensed IndividualSFO licence active
Official SFC record

KALE Shrikant Baburao (CE number AWL660) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-31. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJefferies Hong Kong Limited
富瑞金融集團香港有限公司

Licence Record (3)

2019-05-20 – present Current
Jefferies Hong Kong Limited Rep
RA 4
2012-12-31 – 2019-05-03
CLSA Limited Rep
RA 4
2010-12-31 – 2012-12-31
CLSA Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWL660