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DUNHAM Christopher Mark

CE ANU648Licensed IndividualSFO licence active
Official SFC record

DUNHAM Christopher Mark (CE number ANU648) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJefferies Hong Kong Limited
富瑞金融集團香港有限公司

Licence Record (8)

2021-11-30 – present Current
Jefferies Hong Kong Limited Rep
RA 1
2012-06-04 – 2021-07-19
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2012-06-04 – 2018-12-19
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2009-08-05 – 2012-04-26
Yuanta Securities (Hong Kong) Company Limited RO
RA 1 RA 4
2009-04-28 – 2012-01-19
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 4
2007-07-23 – 2009-02-18
HSBC Securities (Asia) Limited RO
RA 1
2007-05-08 – 2009-02-18
HSBC Securities Brokers (Asia) Limited RO
RA 1
2006-08-18 – 2007-05-08
HSBC Securities Brokers (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANU648