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YUEN Ho Man

袁浩文
CE AME504Licensed IndividualSFO licence active
Official SFC record

YUEN Ho Man (CE number AME504) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJefferies Hong Kong Limited
富瑞金融集團香港有限公司

Licence Record (3)

2018-12-03 – present Current
Jefferies Hong Kong Limited Rep
RA 1 RA 4 RA 6
2012-01-13 – 2018-10-03
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4 RA 6
2005-07-04 – 2006-09-08
BOCI Asia Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AME504