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TSANG Simon Sai Cheong

曾世昌
CE AUW602Licensed IndividualSFO licence active
Official SFC record

TSANG Simon Sai Cheong (CE number AUW602) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJefferies Hong Kong Limited
富瑞金融集團香港有限公司

Licence Record (7)

2021-01-18 – present Current
Jefferies Hong Kong Limited Rep
RA 1
2018-03-19 – 2020-11-13
Deutsche Securities Asia Limited Rep
RA 1 RA 7
2015-12-30 – 2017-06-09
China Renaissance Broking Services (Hong Kong) Limited RO
RA 1
2015-08-18 – 2015-12-30
China Renaissance Securities (Hong Kong) Limited RO
RA 1
2015-04-13 – 2017-06-09
China Renaissance Securities (Hong Kong) Limited Rep
RA 1 RA 4
2010-08-30 – 2015-03-24
MIB Securities (Hong Kong) Limited Rep
RA 1
2010-03-12 – 2010-07-23
GFI (HK) Securities L.L.C. Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUW602