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GFI (HK) Securities L.L.C.

CE ADS246Licensed Corporation
Date of licence (SFO)
2005-06-14
Register as of
2026-07-22
Last indexed
2026-07-22 14:05 UTC
Official SFC record

GFI (HK) Securities L.L.C. is a Hong Kong SFC licensed corporation (CE number ADS246). First licensed on 2005-06-14. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2005-06-14
RA 2Dealing in Futures Contracts期貨合約交易2017-07-31
RA 7Providing Automated Trading Services提供自動化交易服務2007-06-18

Responsible Officers (4)

CE No.NameChinese
AUG689MALLOTT Timothy Charles
AWX936TAYLOR Stuart Andrew
AYX579NICHOLSON Robert Kenneth
BDX251WALSH Ashley Paul Jeffery James

Representatives (17)

CE No.NameChinese
ASX198FOK Do Ming, Gary霍道明
AUG726CONNOLLY Mark John
AWV082OKANO Ryuta
AWX936TAYLOR Stuart Andrew
AXW269MEENAN Raymond David
AXX263TAGAWA Ichiro
AYQ242MEHTA Harshad Satish
BGB050CURA Jerome De La Cruz
BGK632GUENERON Pierre Alexandre Tudor
BGQ554MASU Megumi
BJH960LEE James李澤南
BMP513XU Jun徐俊
BNU917PADER Stephane Michel Jacob
BPY973KOPLIKU Ardit
BQQ859LAM Shing Ki林承棋
BRP269LIN Yu Ling林育玲
BRP270WU Mei Shan胡美珊

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/ADS246