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LEE James

李澤南
CE BJH960Licensed IndividualSFO licence active
Official SFC record

LEE James (CE number BJH960) is an individual licensed by the Hong Kong SFC. First licensed on 2017-04-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 7 (Automated trading).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeBGC Securities (Hong Kong) LLC
RepresentativeGFI (HK) Securities L.L.C.

Licence Record (3)

2026-03-20 – present Current
BGC Securities (Hong Kong) LLC Rep
RA 1
2018-01-15 – present Current
GFI (HK) Securities L.L.C. Rep
RA 1 RA 7
2017-04-05 – 2017-10-13
ICAP Equities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJH960