BGC Securities (Hong Kong) LLC is a Hong Kong SFC licensed corporation (CE number ADS177). First licensed on 2005-02-07. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-02-07 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2008-06-25 |
| CE No. | Name | Chinese |
|---|---|---|
| AJL230 | DAVIDGE-PITTS Mark Nicholas | |
| ALW935 | LAIRD Jonathan James | |
| AUG689 | MALLOTT Timothy Charles | |
| AVE058 | SHIVDASANI Shaan Anil | |
| AWX936 | TAYLOR Stuart Andrew | |
| AYX579 | NICHOLSON Robert Kenneth |
| CE No. | Name | Chinese |
|---|---|---|
| ASE221 | CHAN Timothy William | |
| ASX198 | FOK Do Ming, Gary | 霍道明 |
| AUG726 | CONNOLLY Mark John | |
| AUW529 | MA Hoi Sze | 馬凱詩 |
| AXW269 | MEENAN Raymond David | |
| AXX263 | TAGAWA Ichiro | |
| AXX264 | HINO Dai | |
| BEB575 | LIN Qiushuo | 林秋碩 |
| BEQ547 | HUANG Shiyi | 黃詩倚 |
| BGB050 | CURA Jerome De La Cruz | |
| BGQ554 | MASU Megumi | |
| BJH960 | LEE James | 李澤南 |
| BNU917 | PADER Stephane Michel Jacob | |
| BQK579 | ANTON Dendi | |
| BQQ859 | LAM Shing Ki | 林承棋 |
| BRP269 | LIN Yu Ling | 林育玲 |
| BRP270 | WU Mei Shan | 胡美珊 |
| BWC597 | LAM Sze Yan | |
| BXS504 | RAZET Valentin Alexis |