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MA Hoi Sze

馬凱詩
CE AUW529Licensed IndividualSFO licence active
Official SFC record

MA Hoi Sze (CE number AUW529) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBGC Securities (Hong Kong) LLC

Licence Record (3)

2018-08-28 – present Current
BGC Securities (Hong Kong) LLC Rep
RA 1
2011-10-26 – 2018-01-15
GFI (HK) Securities L.L.C. Rep
RA 1 RA 7
2010-03-24 – 2011-03-11
T.F.S. Derivatives HK Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUW529