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CONNOLLY Mark John

CE AUG726Licensed IndividualSFO licence active
Official SFC record

CONNOLLY Mark John (CE number AUG726) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 7 (Automated trading).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeBGC Securities (Hong Kong) LLC
RepresentativeGFI (HK) Securities L.L.C.

Licence Record (3)

2025-06-10 – present Current
GFI (HK) Securities L.L.C. Rep
RA 1 RA 7
2018-11-22 – present Current
BGC Securities (Hong Kong) LLC Rep
RA 1
2009-12-07 – 2018-06-27
T.F.S. Derivatives HK Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUG726