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NICHOLSON Robert Kenneth

CE AYX579Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NICHOLSON Robert Kenneth (CE number AYX579) is an individual licensed by the Hong Kong SFC. First licensed on 2012-02-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 7 (Automated trading). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBGC Securities (Hong Kong) LLC
Responsible OfficerGFI (HK) Securities L.L.C.

Licence Record (5)

2026-04-14 – present Current
BGC Securities (Hong Kong) LLC RO
RA 1
2025-10-09 – present Current
GFI (HK) Securities L.L.C. RO
RA 1 RA 7
2019-02-01 – 2022-05-22
T.F.S. Derivatives HK Limited Rep
RA 1
2015-07-31 – 2018-11-12
Tullett Prebon (Hong Kong) Limited Rep
RA 1 RA 7
2012-02-03 – 2025-10-09
GFI (HK) Securities L.L.C. Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYX579