Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

Tullett Prebon (Hong Kong) Limited

CE AVD462Licensed Corporation
Date of licence (SFO)
2010-08-26
Register as of
2026-07-23
Last indexed
2026-07-23 18:05 UTC
Official SFC record

Tullett Prebon (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AVD462). First licensed on 2010-08-26. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2010-08-26
RA 2Dealing in Futures Contracts期貨合約交易2010-08-26
RA 7Providing Automated Trading Services提供自動化交易服務2014-06-09

HKEX Participantships (3)

HKFE Participant Stock Options Participant SEHK Participant #01946

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (5)

CE No.NameChinese
AUD986PHILIPPIDES Dimitri
BAA225CHEUNG Cheung, Peter張祥
BCA220HERRMANN Gavin John
BIQ200KO Vanessa高煒瑩
BJQ806PREST Simon John

Representatives (10)

CE No.NameChinese
AXI468FOUR Matthew
AYW667REINERT Scott Reinhard Hendrik
BAE012CHAN Ming Ming, Regina陳明明
BBS817CHOY Kai Man蔡啟民
BCT643WONG Justin Jun Yip黃鎮業
BGB038SALONGA Benjamin III Puzon施樂家
BGI909CHEUNG Hoi Tsun Kevin張凱竣
BIQ200KO Vanessa高煒瑩
BOD307KELLY Robert James
BPF563BETTS JORDAN LAWRENCE

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AVD462