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KO Vanessa

高煒瑩
CE BIQ200Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KO Vanessa (CE number BIQ200) is an individual licensed by the Hong Kong SFC. First licensed on 2016-11-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 7 (Automated trading). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerICAP Securities Hong Kong Limited
Responsible OfficerTullett Prebon (Hong Kong) Limited
RepresentativeICAP Securities Hong Kong Limited
RepresentativeTullett Prebon (Hong Kong) Limited

Licence Record (5)

2019-03-01 – present Current
Tullett Prebon (Hong Kong) Limited Rep
RA 1
2019-03-01 – present Current
Tullett Prebon (Hong Kong) Limited RO
RA 7
2019-02-12 – present Current
ICAP Securities Hong Kong Limited RO
RA 1 RA 7
2018-10-01 – present Current
ICAP Securities Hong Kong Limited Rep
RA 1 RA 7
2016-11-28 – 2018-09-30
ICAP Securities Hong Kong Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIQ200