ICAP Securities Hong Kong Limited is a Hong Kong SFC licensed corporation (CE number BNL468). First licensed on 2018-10-01. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2018-10-01 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2018-10-01 |
| RA 7 | Providing Automated Trading Services | 提供自動化交易服務 | 2018-10-01 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AMW907 | FORREST Richard William | |
| AUD986 | PHILIPPIDES Dimitri | |
| AYH827 | LEE Jin Kyung | 李真卿 |
| AZX878 | CUSACK Andrew Mark | |
| BBQ455 | CORNER Benedict Edward Cutcliffe G | |
| BCA220 | HERRMANN Gavin John | |
| BIQ200 | KO Vanessa | 高煒瑩 |
| CE No. | Name | Chinese |
|---|---|---|
| ATO540 | DU PUCH Amaury Olivier | |
| AWT300 | ORR Alwin | 柯百聰 |
| AYW667 | REINERT Scott Reinhard Hendrik | |
| AZN637 | HORNBY William Hugh Scobie | |
| AZT479 | MORRISON Thomas James | |
| BGL046 | CHEN Jennifer | 陳亞婷 |
| BHL060 | TSUI Chung Kwan | 崔重君 |
| BIQ200 | KO Vanessa | 高煒瑩 |
| BKK360 | CHEUNG Yan Kit Ken | 張仁杰 |
| BOF850 | HUMAN Brandt Van Aardt | |
| BOG774 | SCHULZ Kristan | |
| BOH835 | PAREKH Nikesh Yogesh | |
| BOU052 | BOKOBZA Dylan Joseph Nathanael | |
| BPD917 | LAI Kwan Yee Stephanie | 黎君兒 |
| BPR868 | YU Hiu Chuen Jeffrey | 余曉川 |
| BUW169 | HO Ho Ching Daniel | 何浩正 |
| BUZ231 | LAW HO MAN | 羅顥文 |
| BVX079 | SHENG Shi | 盛適 |
| BXN544 | FU Yanyi | 傳嚴儀 |
| BXS487 | KWOK Bo Yan | 郭寶仁 |
| BXY539 | CAI Lijian | 蔡利劍 |