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HORNBY William Hugh Scobie

CE AZN637Licensed IndividualSFO licence active
Official SFC record

HORNBY William Hugh Scobie (CE number AZN637) is an individual licensed by the Hong Kong SFC. First licensed on 2012-05-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeICAP Securities Hong Kong Limited

Licence Record (6)

2026-06-01 – present Current
ICAP Securities Hong Kong Limited Rep
RA 1 RA 7
2024-01-11 – 2025-11-12
Oppenheimer Investments Asia Limited Rep
RA 1 RA 4
2019-05-29 – 2022-04-21
BGC Securities (Hong Kong) LLC RO
RA 1
2019-05-17 – 2023-03-31
BGC Securities (Hong Kong) LLC Rep
RA 1
2012-11-01 – 2019-02-27
T.F.S. Derivatives HK Limited RO
RA 1
2012-05-25 – 2012-11-01
T.F.S. Derivatives HK Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZN637