Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

Oppenheimer Investments Asia Limited

凱萬亞洲有限公司
CE AUG613Licensed Corporation
Date of licence (SFO)
2010-02-12
Register as of
2026-07-22
Last indexed
2026-07-23 07:05 UTC
Official SFC record

Oppenheimer Investments Asia Limited is a Hong Kong SFC licensed corporation (CE number AUG613). First licensed on 2010-02-12. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2010-02-12
RA 4Advising on Securities就證券提供意見2013-01-29

Responsible Officers (3)

CE No.NameChinese
ACJ079KIM Hyun Ho金賢鎬
AIM307HUANG Cliff Stevens黃子明
BGQ760LI Binhan李彬翰

Representatives (4)

CE No.NameChinese
AUC505CHUNG Michael
BJT901YAU Geoffrey Cheuk Fei邱卓飛
BNO557ZHANG Yan張硏
BRW897LU Cindy Xingyi

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AUG613