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HUANG Cliff Stevens

黃子明
CE AIM307Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUANG Cliff Stevens (CE number AIM307) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerOppenheimer Investments Asia Limited
凱萬亞洲有限公司

Licence Record (5)

2013-08-12 – present Current
Oppenheimer Investments Asia Limited RO
RA 1 RA 4
2013-05-30 – 2013-08-12
Oppenheimer Investments Asia Limited Rep
RA 1 RA 4
2009-07-22 – 2013-04-05
Knight Capital Asia Limited RO
RA 1 RA 4
2008-01-23 – 2010-01-14
Knight Libertas (Asia) Limited RO
RA 1 RA 4
2003-04-01 – 2004-09-16
DebtTraders, Limited - In Liquidation Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIM307