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KIM Hyun Ho

金賢鎬
CE ACJ079Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KIM Hyun Ho (CE number ACJ079) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerOppenheimer Investments Asia Limited
凱萬亞洲有限公司

Licence Record (8)

2014-03-21 – present Current
Oppenheimer Investments Asia Limited RO
RA 1 RA 4
2014-01-17 – 2018-01-26
Oppenheimer Investments Asia Limited Rep
RA 1 RA 4
2011-08-16 – 2012-07-31
Mirae Asset Wealth Management (HK) Limited Rep
RA 1
2009-03-13 – 2011-08-01
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 2 RA 4
2008-08-11 – 2008-11-07
Morgan Stanley Asia Limited Rep
RA 1 RA 7
2008-08-11 – 2008-11-07
Morgan Stanley Hong Kong Futures Limited Rep
RA 2 RA 7
2005-04-19 – 2005-11-14
HSBC Securities (Asia) Limited Rep
RA 1
2003-04-01 – 2005-03-29
NH Investment & Securities (H.K.) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACJ079