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NH Investment & Securities (H.K.) Limited

農協投資證券(香港)有限公司
CE ACN469Licensed Corporation
Date of licence (SFO)
2004-12-08
Register as of
2026-07-22
Last indexed
2026-07-23 08:05 UTC
Official SFC record

NH Investment & Securities (H.K.) Limited is a Hong Kong SFC licensed corporation (CE number ACN469). First licensed on 2004-12-08. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2004-12-08
RA 2Dealing in Futures Contracts期貨合約交易2021-05-14
RA 4Advising on Securities就證券提供意見2004-12-08

HKEX Participantships (6)

China Connect Clearing Participant #B02191 China Connect Exchange Participant #02191 HKCC Clearing Participant HKFE Participant HKSCC Clearing Participant #B02191 SEHK Participant #02191

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (5)

CE No.NameChinese
AWK780PARK Ji Yeop朴志燁
BAG206KIM Jason H金宗會
BBP116LEE Yun Ki李侖起
BKY251ZHU Xiaolin朱曉琳
BTY123NAM Kwang Woo

Representatives (14)

CE No.NameChinese
AXY874OH Sunghoon吳昇勳
AZF820SHIN Gyu Ri申圭利
BOJ887LIANG Xiujing梁秀景
BOS657WEE Derrick Sih-Loong黃錫隆
BPH989RHEE Dongu
BPI300KIM Young Min金泳民
BRX125ZHU Yiqian朱一谦
BTC702LIM Daehwi林大輝
BUC779RHEE Jason
BUS376GUAHK Jin Woo郭珍雨
BUX735KIM Suim金睡林
BVZ550PARK Joon Sung
BXD901PARK Sun Jae朴善財
BXU776LEE Jae Won李在原

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/ACN469