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KIM Jason H

金宗會
CE BAG206Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KIM Jason H (CE number BAG206) is an individual licensed by the Hong Kong SFC. First licensed on 2012-10-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNH Investment & Securities (H.K.) Limited
農協投資證券(香港)有限公司

Licence Record (2)

2015-10-16 – present Current
NH Investment & Securities (H.K.) Limited RO
RA 1 RA 4
2012-10-15 – 2015-10-16
NH Investment & Securities (H.K.) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAG206