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LEE Yun Ki

李侖起
CE BBP116Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Yun Ki (CE number BBP116) is an individual licensed by the Hong Kong SFC. First licensed on 2013-10-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNH Investment & Securities (H.K.) Limited
農協投資證券(香港)有限公司

Licence Record (1)

2013-10-02 – present Current
NH Investment & Securities (H.K.) Limited RO
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBP116