Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

NGAI Sze Man

倪詩敏
CE BGH932Licensed IndividualSFO licence active
Official SFC record

NGAI Sze Man (CE number BGH932) is an individual licensed by the Hong Kong SFC. First licensed on 2015-10-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAllianceBernstein Hong Kong Limited
聯博香港有限公司

Licence Record (2)

2017-02-02 – present Current
AllianceBernstein Hong Kong Limited Rep
RA 1 RA 2
2015-10-12 – 2017-01-16
Macquarie Capital Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGH932