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LI Tianyi

李天一
CE BHH855Licensed IndividualSFO licence active
Official SFC record

LI Tianyi (CE number BHH855) is an individual licensed by the Hong Kong SFC. First licensed on 2016-04-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (3)

2022-12-16 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 3 RA 4
2017-09-07 – 2022-11-30
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2016-04-15 – 2017-08-19
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHH855