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KAWAKITA Yasuhiko

CE AZV123Licensed IndividualSFO licence active
Official SFC record

KAWAKITA Yasuhiko (CE number AZV123) is an individual licensed by the Hong Kong SFC. First licensed on 2012-07-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMizuho Securities Asia Limited
瑞穗證券亞洲有限公司

Licence Record (4)

2017-09-29 – present Current
Mizuho Securities Asia Limited Rep
RA 1 RA 4
2014-11-14 – 2017-05-27
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2012-07-09 – 2013-09-12
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2012-07-09 – 2013-09-12
Merrill Lynch Far East Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZV123