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CHOW Pak Tim

周柏添
CE AOW966Licensed IndividualSFO licence active
Official SFC record

CHOW Pak Tim (CE number AOW966) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJ.P. Morgan Securities (Far East) Limited

Licence Record (4)

2021-05-31 – present Current
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4 RA 6
2019-12-17 – 2021-02-26
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2019-12-17 – 2021-02-26
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6
2007-05-04 – 2009-12-07
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOW966