Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CAI Kun

蔡昆
CE BMV876Licensed IndividualSFO licence active

CAI Kun (CE number BMV876) is an individual licensed by the Hong Kong SFC. First licensed on 2018-05-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJ.P. Morgan Securities (Far East) Limited

Licence Record (1)

2018-05-02 – present Current