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SHIH Pai Chien

施百謙
CE BFI763Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHIH Pai Chien (CE number BFI763) is an individual licensed by the Hong Kong SFC. First licensed on 2015-05-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDeutsche Securities Asia Limited
德意志證券亞洲有限公司

Licence Record (6)

2024-08-21 – present Current
Deutsche Securities Asia Limited RO
RA 2
2024-08-05 – 2024-08-21
Deutsche Securities Asia Limited Rep
RA 2
2024-04-24 – 2024-07-26
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2022-07-07 – 2024-07-26
GF Futures (Hong Kong) Co., Limited RO
RA 2
2016-09-27 – 2022-07-07
GF Futures (Hong Kong) Co., Limited Rep
RA 2
2015-05-05 – 2016-08-31
Saxo Capital Markets HK Limited Rep
RA 1 RA 2 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFI763