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CHUNG Ho Fai, Derek

鍾晧輝
CE ALA688Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHUNG Ho Fai, Derek (CE number ALA688) is an individual licensed by the Hong Kong SFC. First licensed on 2004-09-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDeutsche Securities Asia Limited
德意志證券亞洲有限公司

Licence Record (5)

2017-04-26 – present Current
Deutsche Securities Asia Limited RO
RA 6
2020-09-16 – 2021-08-27
oOo Securities (HK) Group Limited RO
RA 1 RA 4 RA 6
2020-01-30 – 2020-09-16
oOo Securities (HK) Group Limited Rep
RA 6
2016-11-10 – 2017-04-26
Deutsche Securities Asia Limited Rep
RA 6
2004-09-13 – 2016-11-03
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALA688