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SUN Yee Lok

孫伊樂
CE BFX170Licensed IndividualSFO licence active
Official SFC record

SUN Yee Lok (CE number BFX170) is an individual licensed by the Hong Kong SFC. First licensed on 2015-07-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司

Licence Record (4)

2018-09-26 – present Current
BlackRock Asset Management North Asia Limited Rep
RA 1 RA 4
2016-10-11 – 2018-08-10
Goldman Sachs (Asia) Securities Limited Rep
RA 2
2015-07-27 – 2018-08-10
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2015-07-27 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFX170