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SHAM Ho Lun, Hans

沈浩崘
CE AUX151Licensed IndividualSFO licence active
Official SFC record

SHAM Ho Lun, Hans (CE number AUX151) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司

Licence Record (2)

2012-07-31 – present Current
BlackRock Asset Management North Asia Limited Rep
RA 1 RA 2 RA 4 RA 9
2010-03-24 – 2014-12-31
BlackRock (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUX151