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LI Simin

李思敏
CE AVL235Licensed IndividualSFO licence active
Official SFC record

LI Simin (CE number AVL235) is an individual licensed by the Hong Kong SFC. First licensed on 2010-06-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司

Licence Record (4)

2016-04-08 – present Current
BlackRock Asset Management North Asia Limited Rep
RA 1 RA 2
2010-06-30 – 2016-01-07
Morgan Stanley Asia Limited Rep
RA 1 RA 7
2010-06-30 – 2016-01-07
Morgan Stanley Hong Kong Securities Limited Rep
RA 1 RA 2 RA 7
2010-06-30 – 2010-12-06
Morgan Stanley Hong Kong Futures Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVL235