State Street Global Advisors Asia Limited is a Hong Kong SFC licensed corporation (CE number AEI343). First licensed on 2005-05-13. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-05-13 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2015-07-02 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-05-13 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2005-05-13 |
| RA 9 | Asset Management | 提供資產管理 | 2005-05-13 |
| CE No. | Name | Chinese |
|---|---|---|
| AFD181 | CHEUNG Wai Fai | 張偉輝 |
| AIQ973 | HUI Hoi Pan | 許海濱 |
| ARK830 | CHU Wai Tak, Victor | 褚偉德 |
| AVK938 | LO Ka Ying | 羅嘉盈 |
| AXJ725 | SIU Hiu Ting | 蕭曉婷 |
| AZB287 | BOSCIA Louis Anthony | |
| BRP507 | LIU Ninghui | |
| BRR765 | YOUNG HERRIES Flora Elizabeth Margaret | |
| BTM294 | SORRELL Graham Alan Roger |
| CE No. | Name | Chinese |
|---|---|---|
| AIY506 | CHANG Hing Pong, Solomon | 陳興邦 |
| APH032 | LAU Chi Leung | 劉志良 |
| AQM688 | HUNG Lee | 洪莉 |
| ARB687 | YIP Kwok Shing | 葉國盛 |
| ARR085 | CHEN Yunyan | 陳韵彥 |
| ATN830 | TSUI Chi Kit Robin | 徐志傑 |
| AVN113 | YEO Zhi Aik | |
| BAC373 | ZHANG Qin | 張沁 |
| BEU871 | LAN Ying | 蘭瀅 |
| BIN989 | SALAROLI Martin | 羅文庭 |
| BIZ898 | CHAN Tak Mo | 陳德武 |
| BME253 | MESNARD-SENSE Jean-Francois, Rene, Philippe, Marie | |
| BMO984 | LIN Saisai | 林賽賽 |
| BNU050 | HWANG Kyung Hyun | |
| BOO711 | HARTNETT Rory Patrick | |
| BQM691 | YUEN Tsz Tung | 阮梓彤 |
| BSH977 | PARK Kun Hee | |
| BSL544 | HUANG Sen Woei | 黃森瑋 |
| BST633 | MUDUKUTI Antony Shingai | 木申高 |
| BTK234 | ONG Kyle Gideon Dy | |
| BVC516 | NG Yuk In | 吳鈺姸 |
| BXR393 | NARIMAN Ahren Adil | |
| BYB836 | PAPKOV Ksenia |