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CHAN Tak Mo

陳德武
CE BIZ898Licensed IndividualSFO licence active
Official SFC record

CHAN Tak Mo (CE number BIZ898) is an individual licensed by the Hong Kong SFC. First licensed on 2017-03-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeState Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司

Licence Record (2)

2018-01-25 – present Current
State Street Global Advisors Asia Limited Rep
RA 1 RA 4 RA 5
2017-03-09 – 2017-09-30
Polen Capital HK Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIZ898