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HARTNETT Rory Patrick

CE BOO711Licensed IndividualSFO licence active
Official SFC record

HARTNETT Rory Patrick (CE number BOO711) is an individual licensed by the Hong Kong SFC. First licensed on 2019-08-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeState Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司

Licence Record (1)

2019-08-01 – present Current
State Street Global Advisors Asia Limited Rep
RA 1 RA 2 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOO711