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BOSCIA Louis Anthony

CE AZB287Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

BOSCIA Louis Anthony (CE number AZB287) is an individual licensed by the Hong Kong SFC. First licensed on 2015-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerState Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Responsible OfficerState Street Global Advisors Singapore Limited

Licence Record (3)

2026-06-10 – present Current
State Street Global Advisors Asia Limited RO
RA 1 RA 2 RA 4 RA 5 RA 9
2026-06-10 – present Current
State Street Global Advisors Singapore Limited RO
RA 4 RA 9
2015-04-01 – 2015-06-03
BNY Mellon Managed Investments Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZB287