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SIU Hiu Ting

蕭曉婷
CE AXJ725Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SIU Hiu Ting (CE number AXJ725) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerState Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司

Licence Record (6)

2022-07-12 – present Current
State Street Global Advisors Asia Limited RO
RA 1 RA 4
2020-10-27 – 2022-07-12
State Street Global Advisors Asia Limited Rep
RA 1 RA 4
2020-03-23 – 2020-09-04
Jupiter Asset Management (Hong Kong) Limited Rep
RA 1
2016-08-04 – 2020-02-07
Samsung Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2016-02-22 – 2016-07-16
GF International Investment Management Limited Rep
RA 1 RA 4
2011-06-02 – 2012-06-29
BlackRock (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXJ725