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LAN Ying

蘭瀅
CE BEU871Licensed IndividualSFO licence active
Official SFC record

LAN Ying (CE number BEU871) is an individual licensed by the Hong Kong SFC. First licensed on 2015-01-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeState Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司

Licence Record (3)

2023-06-01 – present Current
State Street Global Advisors Asia Limited Rep
RA 4 RA 5
2015-11-12 – 2023-03-10
DWS Investments Hong Kong Limited Rep
RA 1 RA 4 RA 9
2015-01-09 – 2015-10-29
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEU871