DWS Investments Hong Kong Limited is a Hong Kong SFC licensed corporation (CE number ACJ870). First licensed on 2003-06-12. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2003-06-12 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2016-03-18 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2003-06-12 |
| RA 9 | Asset Management | 提供資產管理 | 2003-06-12 |
| CE No. | Name | Chinese |
|---|---|---|
| AHC006 | KWAN Chi Tak | 關志德 |
| AMM348 | KIM So Yeon | |
| AQJ086 | SCHOEPPL-JOST Elke | |
| BAI043 | KWAN Chit Man, Osvaldo | 關捷文 |
| BAO165 | LUI Kevin Kei Tung | 呂紀東 |
| BIS581 | WANG Vanessa | 王靜雯 |
| BJV533 | GIBBS Robert John Stuart |
| CE No. | Name | Chinese |
|---|---|---|
| AGE009 | JAP Wing Lai | 葉永麗 |
| ARA299 | SIU Yan Kei, Catherine | 蕭欣淇 |
| AXF006 | NG Sheung Wing | 吳雙榮 |
| AYW195 | CAO Jingmu | 曹靖牧 |
| BBD986 | WIDJAJA Ogar Renaldi | |
| BDL906 | KEUNG Hoi Hing | 姜凱馨 |
| BEC909 | LI Yuen Fung, Gary | 李炫鋒 |
| BFI234 | SUM Hoi Kei | 沈鎧圻 |
| BJO607 | ZHU Judy | 朱美祺 |
| BNO311 | ZONG Yuzhang | |
| BPM775 | MIYATA Hiroshi | |
| BSF910 | GILLMANN Thomas | |
| BSK076 | YU Xiaofan | 俞晓帆 |
| BSM205 | SU Daoqing | 蘇道晴 |
| BSQ114 | LU Dongsheng | 魯棟生 |
| BSQ519 | CHENG Chi Ching | 鄭子晴 |
| BSW726 | KAN Zixuan | 闞子旋 |
| BSY405 | SO Lok Man Adrian | 蘇樂敏 |
| BSZ324 | CHU Chun Yin | 朱進彥 |
| BUZ023 | CHOW Han Shen Jonathan | 周漢燊 |
| BVJ721 | LAM Hoi Ting Christy | 林凱婷 |
| BVJ775 | CHAN Tin Wing | 陳天穎 |
| BVT734 | CHIU Ching Yuan | 邱靖媛 |
| BWF401 | ZENG Tian | 曾湉 |
| BWN154 | CHEUNG Siu Ting | 張肇廷 |