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SIU Yan Kei, Catherine

蕭欣淇
CE ARA299Licensed IndividualSFO licence active
Official SFC record

SIU Yan Kei, Catherine (CE number ARA299) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDWS Investments Hong Kong Limited
德意志投資香港有限公司

Licence Record (3)

2023-10-20 – present Current
DWS Investments Hong Kong Limited Rep
RA 1 RA 4
2013-06-19 – 2019-02-04
LaSalle Investment Management Hong Kong Limited RO
RA 1
2008-07-04 – 2013-06-19
LaSalle Investment Management Hong Kong Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARA299