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LUI Kevin Kei Tung

呂紀東
CE BAO165Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUI Kevin Kei Tung (CE number BAO165) is an individual licensed by the Hong Kong SFC. First licensed on 2012-12-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDWS Investments Hong Kong Limited
德意志投資香港有限公司

Licence Record (5)

2018-02-14 – present Current
DWS Investments Hong Kong Limited RO
RA 1 RA 2
2016-07-18 – 2018-02-14
DWS Investments Hong Kong Limited Rep
RA 1 RA 2
2015-08-07 – 2016-06-21
Barclays Capital Asia Limited Rep
RA 1 RA 2
2012-12-03 – 2015-07-02
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2
2012-12-03 – 2013-08-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAO165